AFFILIATE AND INTRODUCING BROKER POLICY

1. INTRODUCTION

This Affiliate and Introducing Broker Policy (“Policy”) outlines the general framework under which CaravanFX Limited (the “Company”) may engage with third parties for client referral and business development purposes.

2. NATURE OF RELATIONSHIP

Affiliates and Introducing Brokers (“Partners”) act as independent entities.
Partners do not represent the Company.
Partners are not authorized to provide financial advice.

3. ROLE OF PARTNERS

Partners may:

introduce potential clients;
promote the Company’s services.

Partners may not:

manage client funds;
trade on behalf of clients;
provide investment advice.

4. COMPENSATION

Partners may receive compensation based on:

client activity;
trading volume;
referral agreements.

Specific terms are agreed separately.

5. COMPLIANCE REQUIREMENTS

Partners must:

comply with AML and regulatory standards;
avoid misleading advertising;
act in good faith.

6. PROHIBITED ACTIVITIES

Partners are strictly prohibited from:

guaranteeing profits;
providing unauthorized advice;
misrepresenting the Company.

7. MONITORING

The Company reserves the right to:

monitor partner activity;
suspend or terminate partnerships.

8. CONFLICT OF INTEREST

Partners may have financial incentives that create conflicts of interest.

Clients should be aware that partners may benefit from client trading activity.

9. TERMINATION

The Company may terminate any partnership at its discretion.

10. LIABILITY

The Company is not responsible for:

actions of partners;
statements made by partners.

11. AMENDMENTS

The Company may update this Policy.

12. CONTACT

support@caravanfx.com

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